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Oscillatory properties of half-linear difference equations: two-term perturbations
Advances in Difference Equations volume 2012, Article number: 101 (2012)
We consider the nonoscillatory half-linear difference equation
and we study the influence of the perturbations , on the oscillatory properties of the equation
The presented oscillation and nonoscillation criteria are obtained using the variational principle and the so-called modified Riccati technique.
In this article, we study oscillatory properties of the second-order half-linear difference equation of the form
where r, c are real-valued sequences, r k ≠ 0. If p = 2, then (1) reduces to the linear Sturm-Liouville difference equation
The basic qualitative theory of (1) has been established in the article  and is summarized in the books [2, 3]. Many oscillatory properties of (1) are very similar to that of (2), however the absence of the linearity requires sometimes to use different methods in half-linear case.
In this article, we deal with the so-called perturbation principle. We suppose that equation (1) is nonoscillatory and that h is a solution of (1) and we give conditions under which the perturbed equation
where , is oscillatory or nonoscillatory. Similar problem has been studied in [4, 5], where the case has been considered. We extend some results of those papers to the general case and we also show that the assumption limk→∞r k h k Φ(Δh k ) = ∞ considered in  can be replaced by alternative conditions. We are motivated also by the results of [6, 7], where the two-term perturbations of the half-linear differential equation
The article is organized as follows. In the next section, we recall the basic methods of oscillation theory for (1), in particular the variational principle and the Riccati technique. Section 3 is devoted to the so-called modified Riccati technique. In Section 4, we present the main results of this article, the oscillation and nonoscillation criteria for the perturbed equation (3) and in the last section, we show how the results can be applied to the perturbed equation of the Euler type.
Oscillatory properties of (1) are defined using the concept of the generalized zero. We say that a solution x of (1) has a generalized zero in an interval (m, m + 1] if x m ≠ 0 and r m x m xm+1≤ 0. Equation (1) is said to be disconjugate on an interval [m, n] if any solution of (1) has at most one generalized zero on (m, n + 1] and the solution for which x m = 0 has no generalized zero on (m, n + 1]. Consequently, equation (1) is said to be nonoscillatory if there exists m ∈ ℕ such that this equation is disconjugate on [m, n] for every n > m. In the opposite case, (1) is said to be oscillatory.
One of the basic methods used to investigate (non)oscillation of (1) is the variational technique which relates nonoscillation of (1) to a positivity of a certain p-degree functional.
Lemma 1.  Equation (1) is nonoscillatory if and only if there exists m ∈ ℕ such that
for every nontrivial sequence y ∈ U(m), where
The second basic method used is the Riccati technique which is based on the relationship between nonoscillation of (1) and the solvability (in a neighborhood of infinity) of the Riccati-type equation
where Φ-1 is the inverse function of Φ, i.e. Φ-1(s) = |s|q- 1sgn s, . Indeed, if x is a solution of (1) such that x k ≠ 0 on some discrete interval [m, ∞), then w k = r k Φ(Δx k /x k ) is a solution of (4) on [m, ∞). More precisely, we have the following equivalent statements.
Lemma 2 . The following statements are equivalent:
Equation (1) is nonoscillatory.
There exists a solution w of (4) such that r k + w k > 0 for large k.
There exists a solution w of the Riccati inequality R[w k ] ≤ 0 such that r k + w k > 0 for large k.
If (1) is nonoscillatory, then there exists a solution w k of (4) such that r k + w k > 0 for large k. Among all solutions w with this property, there is the so-called minimal solution for which on some interval [m, ∞), where r k + w k > 0 and . The minimal solution can be constructed as follows. Let (1) be disconjugate on [n, ∞) and let N > n. Denote by xN the solution of (1) which satisfies , and let wN = r Φ(ΔxN/xN) be the solution of (4) associated with xN. Then
For details of this construction see . The solution of (1) which is associated with the minimal solution of (4) by the substitution , is called the recessive solution of (1). The recessive solution is defined uniquely up to the multiplication by a real constant.
Next, we formulate a comparison statement for minimal solutions of two Riccati equations. The Riccati equation associated with (3) is
Lemma 3 .
Let (3) be nonoscillatory and let , for large k. Further, let and be the minimal solutions of the corresponding Riccati equations (4) and (6), respectively. Then there exists m ∈ ℤ such that for k ∈ [m, ∞).
If c k ≥ 0 and , then the minimal solution of (4) satisfies for large k.
Note that the statement (ii) of the previous lemma is a special case of the statement (i). Condition implies that the recessive solution of the equation Δ (r k Φ (Δx k )) = 0 is a constant sequence, hence the minimal solution of the associated Riccati equation is w = 0 and this is compared with the minimal solution of (4).
3 Modified Riccati equation and related results
In this section, we suppose that equation (1) is nonoscillatory, by h we denote a positive solution of this equation and suppose that both the coefficients rk, are positive for large k. This sign restriction is needed when proving inequalities (10), (11) and estimate (12) below, for details see . Since these estimates play the crucial role in the (non)oscillation criteria based on the modified Riccati technique presented in this section, we suppose that for large k throughout the whole Section 3.
define the function
and consider the so-called modified Riccati equation
We show that there is a relation between operators given in (6) and (9) and estimate the function H(k, v) by a term involving v2, which, in turn, enables us to compare Riccati equation associated with (3) with the Riccati equation related to a certain linear equation.
Lemma 4. Let w be a sequence such that and suppose that .
Proof. By a direct computation
Adding the term to both sides of the last equality, we obtain
where is the operator defined in (3). Since h is a solution of (1), we have the required identity. □
Lemma 5. Let H(k, v) be defined in (8).
It holds H(k, v) ≥ 0 for with the equality if and only if v = 0.
Suppose that h k Δh k > 0 for k ∈ [m, ∞) and denote .
Then we have the following inequalities for v ≥ 0 and k ∈ [m, ∞):
Suppose that , then for large k:(12)
Suppose that h k Δh k > 0 for large k and(13)(14)
Then for every v > 0.
Proof. The proof of the statements (i), (ii), (iii) (with replaced by r k ) can be found in .
Let v > 0 be arbitrary. The function H(k, v) can be written as follows:
The second condition in (13) implies as k → ∞, hence, using the formula
and since the first condition in (14) holds, we have
Consequently, again using (15) and conditions (14),
as k → ∞. Hence, H(k, v) can be written in the form
as k → ∞.
Consider the function A(x): = 1 + (p - 1)| 1 + x|q - p(1 + x). By a direct computation A'(x) = p (Φ-1(1 + x) - 1) and A″(x) = q| 1 + x|q- 2. This means that the function A(x) has a local minimum at and it is positive and increasing for x > 0.
By conditions (14) there exist constants c > 0, d > 0 such that c < G k < d for large k.
Since , we have
The convergence of the series follows from the second condition in (13). This means, by the first condition in (13), that . □
4 Oscillation and nonoscillation criteria
We start with a statement based on the variational principle. This statement generalizes a result of  dealing with the case . Here, we do not need the sign restriction on r k , , we suppose that r k ≠ 0 and for large k.
Theorem 1. Let h be the recessive solution of (1) and let for large k. If
then (3) is oscillatory.
Proof. The proof is based on Lemma 1. Let N0 ∈ ℕ be arbitrary and let K, L, M, N be positive integers satisfying N0 < K < L < M < N, where K is such that (1) is disconjugate on [K, ∞) and holds on this interval, and L is such that h has no generalized zero on [L, ∞), i.e. r k h k hk+1> 0 on [L, ∞). The values M, N will be specified later. Define the sequence
where f is any sequence satisfying f K = 0, f L = h L and g is a solution of (1) for which g M = h M , g N = 0. The fact that such a solution really exists follows from the disconjugacy of (1) on [K, ∞) and from the homogeneity of the solution space of (1). Indeed, if x is a solution of (1) given by x N = 0, xN- 1≠ 0, then r k x k xk+1> 0 on [M, N - 2] and is the solution of (1) satisfying the required boundary conditions. It also holds r k g k gk+1> 0 on [M, N - 2].
the corresponding solutions of Riccati equation (4). Set
Next, using summation by parts, and since h is a solution of (1), we have
where α2 ∈ ℝ.
Concerning interval [M, N], since g N = 0 and h has no generalized zero in this interval, it follows from [, Lemma 3] that for k ∈ [M, N - 1]. This means that
At the same time, for k ∈ [M, N - 2], hence the condition g M = h M implies g k h k > 0 for k ∈ [M, N - 1]. Hence, (20) implies r k (Δg k h k - Δ h k g k ) < 0 for k ∈ [M, N - 1] and
Next, again summing by parts and using the boundary conditions and the fact that g is a solution of (1),
Using (20) and since ,
Since (21) holds, by the second mean value theorem of summation calculus, see [, Lemma 3.2], there exists n ∈ [M, N - 1] such that
Combining the above computations, we have
Consequently, using (18), (19) and (22), we obtain
Let α3 > 0 be arbitrary. It follows from condition (16) that M can be taken so large that
Since h is the recessive solution of (1), i.e. w[h]is the minimal solution of (4), from its construction (5) we have have
Hence, N can be taken so large that
Consequently, if M, N are taken as above, then
and this means that equation (3) is oscillatory by Lemma 1. The proof is complete. □
The following results are based on the modified Riccati technique. Here we suppose that h is a positive solution of the nonoscillatory equation (1) and r k > 0, for large k.
First we present a statement, where, using the global inequalities (10), (11), equation (3) is compared with the linear equation
This statement generalizes [, Theorems 3.1 and 3.2].
Theorem 2. Let h be a solution of (1) such that h k > 0, h k Δh k > 0 for large k.
Let p ≥ 2, and suppose that C k ≥ 0 for large k and . If the linear equation (24) is nonoscillatory, then equation (3) is also nonoscillatory.
Let p ≤ 2, and suppose that h is the recessive solution of (1), , for large k. If the linear equation (24) is oscillatory, then equation (3) is also nonoscillatory.
Proof. (i) Nonoscillation of equation (24) means that there exists a solution v of the Riccati equation
such that R k + v k > 0 for large k. Assumptions of the theorem imply, in view of Lemma 3 (ii), that v k ≥ 0 for large k. Hence, from Lemma 5 (ii) it follows
i.e. v k solves the inequality
for large k. Consequently, by Lemma 4, we have that the sequence w = h-p(v + G) is a solution of Riccati inequality . Moreover,
where is a solution of (4) related to a nonoscillatory solution h of (1) and hence for large k. Since v k ≥ 0 for large k, we have for large k. Hence, equation (3) is nonoscillatory according to Lemma 2.
Suppose, by contradiction, that equation (3) is nonoscillatory and let w be a solution of the associated Riccati equation (6). Then, by Lemma 4, v = hpw - G solves the modified Riccati equation (9). Since , it follows from Lemma 3 that for large k, where is the minimal solution of (4). This means that for large k. Applying inequality (10) we have
for large k and hence v solves the inequality
which, together with the fact that R k + v k > 0 for large k, means that (1) is nonoscillatory. □
The next two statements are based on the estimate (12) which holds for all p > 1. Hence we do not have to distinguish between the cases p > 2, p < 2. The idea of the proofs is the same as in Theorem 2 and we skip the proofs since they are similar to that in [, Theorem 4.1 and 4.2]. The only difference is that we replace r k by .
Theorem 3. Suppose that h is a solution of (1) such that h k > 0, h k Δh k > 0 for large k and let
If there exists ε > 0 such that the linear equation
is nonoscillatory, then equation (3) is also nonoscillatory.
Theorem 4. Suppose that h is the recessive solution of (1) such that h k > 0, h k Δh k > 0, for large k, conditions (25) hold and
If there exists ε > 0 such that the linear equation
is oscillatory, then equation (3) is also oscillatory.
The next statement is a version of Theorem 4. In the proof of the statement we use Lemma 5, (iv). This enables to replace condition (28) by alternative conditions. This statement is new also in case .
Theorem 5. Suppose that h is the recessive solution of (1) such that for large k and conditions (25), (13) and (14) hold. If there exists ε > 0 such that the linear equation (29) is oscillatory, then equation (3) is also oscillatory.
Proof. Suppose, by contradiction, that equation (3) is nonoscillatory and let w be a solution of the associated Riccati equation (6) and v = hpw - G the associated solution of the modified Riccati equation (9). Similarly as in the proof of Theorem 2, (ii), we conclude that v k ≥ 0 for large k. Since C k ≥ 0 for large k and H(k, v k ) is nonnegative, we have for large k
This means that there exists a finite limit . Summing the modified Riccati equation from N to k, N being sufficiently large, and using the fact that v is nonnegative, we obtain
Letting k → ∞ and since , we have . From Lemma 5, (iv) it follows that . Now we can use the estimate (12). There exists N1 such that
Hence, by (14), and similarly as in [, Theorem 4.1], we obtain for sufficiently large k the estimate . Hence,
for sufficiently large k. This means that v k solves the inequality
which is the Riccati inequality associated with equation (29) and since , we have nonoscillation of (29). This is a contradiction. □
and it is oscillatory provided
Applying this criterion to equations (27), (29), we obtain the following result.
Corollary 1. Suppose that h is a solution of (1) such that h k > 0, h k Δh k > 0 for large k and let conditions (25) and (26) be satisfied.
then equation (3) is nonoscillatory.
Let moreover h be the recessive solution of (1), for large k and let either condition (28) or conditions (13) and (14) be satisfied. If
then equation (3) is oscillatory.
Proof. Consider, e.g., the case (i), the case (ii) is analogous. Condition (32) can be written in the form
Consequently, there exists ε > 0 such that
hence equation (27) is nonoscillatory and this implies, by Theorem 3, nonoscillation of (3).
Remark 1. If , then the statements of Theorem 2 reduce to [, Theorems 3.1 and 3.2]. More precisely, (non)oscillation of
is compared with that of the linear equation
In part (ii) of Theorem 2 we suppose that p ≤ 2, . Under these conditions, if equation (34) is oscillatory, then (33) is oscillatory by [, Theorem 3.2] and oscillation of (3) follows then by the Sturm comparison theorem, see, e.g., . However, Theorem 2, part (ii) extends [, Theorem 3.2] in case when the perturbation is "not too much positive" so that equation (33) and hence also (34) is nonoscillatory.
Similarly, if , then Theorem 3 reduces to [, Theorem 4.2] and Theorem 4 reduces to [, Theorem 4.1]. Theorem 5 is new also in case and it allows us to drop the condition limk→∞ r k h k Φ(Δh k ) = ∞ considered in [, Theorem 4.1] and replace it by alternative conditions. This is useful when studying perturbations of the Euler-type equation, see the next section.
Remark 2. The conditions considered in Theorem 2 (ii), Theorem 4 and Theorem 5 are used to show that , where w and w[h]are the solutions of the Riccati type equations associated with equations (3) and (1), respectively. We conjecture that w k and can be compared by another argument than Lemma 3, so the sign restriction on the perturbation terms can be relaxed, similarly as in the continuous case .
In this section, we apply the previous results to the perturbed Euler-type difference equation
This equation is considered as a perturbation of the nonoscillatory equation
as k → ∞. Consequently,
hence conditions (13) are satisfied and we have
as k→ ∞. Using these computations, Corollary 1 applied to (35) reads as follows.
Corollary 2. Let Ck be given in (38) and suppose that
then equation (35) is nonoscillatory.
Suppose moreover that p ≥ 2, , for large k. If
Then equation (35) is oscillatory.
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Research supported by the Grant P201/10/1032 of the Czech Science Foundation.
The author declares that they have no competing interests.
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Fišnarová, S. Oscillatory properties of half-linear difference equations: two-term perturbations. Adv Differ Equ 2012, 101 (2012). https://doi.org/10.1186/1687-1847-2012-101
- Variational Principle
- Riccati Equation
- Minimal Solution
- Generalize Zero
- Nonoscillatory Solution