The Discrete Beverton-Holt Model with Periodic Harvesting in a Periodically Fluctuating Environment
© Z. AlSharawi and M. Ben Haj Rhouma. 2010
Received: 7 August 2009
Accepted: 31 January 2010
Published: 8 March 2010
We investigate the effect of constant and periodic harvesting on the Beverton-Holt model in a periodically fluctuating environment. We show that in a periodically fluctuating environment, periodic harvesting gives a better maximum sustainable yield compared to constant harvesting. However, if one can also fix the environment, then constant harvesting in a constant environment can be a better option, especially for sufficiently large initial populations. Also, we investigate the combinatorial structure of the periodic sequence of carrying capacities and its effect on the maximum sustainable yield. Finally, we leave some questions worth further investigations.
In October 2008, the World Bank and the Food and Agriculture Organization of the United Nations released a study on the economic justification for fisheries reform . The title of the report says it all "The Sunken Billions." The report argues that the sunken Billions is a conservative estimate for the losses incurred annually due to carrying business as usual. In general, the study shows a grim picture on the current state of marine fish stocks. The recovery of the sunken billions and wasted harvesting efforts is obviously not an instantaneous process, but rather the product of two main strategies: reducing harvesting efforts and rebuilding of fish stocks. Clearly, the two are very well related; however, a good understanding of theoretical harvesting strategies on population models will go along way in designing an optimal strategy.
There is a wealth of research on the effect of harvesting on the dynamics of populations governed by differential equations. For example, in predator-prey systems, constant harvesting can lead to the destabilization of population's equilibria, the creation of limit cycles, different types of bifurcations, catastrophe, and even chaotic behavior [2–7]. Optimal harvesting for single species has been studied by several authors from different points of view; see for example [8–10] and the references therein. Recently, Braverman and Mamadani  considered both autonomous and nonautonomous population models and found that constant harvesting is always superior to impulsive harvesting even though impulsive harvesting can sometimes do as good as constant harvesting. Their results contrast with the results of Ludwig  and Xu et al. . For single species, Ludwig  studied models with random fluctuations and found that constant effort harvesting does worse than other harvesting strategies. Xu et al.  investigated harvesting in seasonal environments of a population with logistic growth and found that pulse harvesting is usually the dominant strategy and that the yield depends dramatically on the intrinsic growth rate of population and the magnitude of seasonality. Furthermore, for large intrinsic growth rate and small environmental variability, several strategies such as constant exploitation rate, pulse harvest, linear exploitation rate, and time-dependent harvest are quite effective and have comparable maximum sustainable yields. However, for populations with small intrinsic growth rate but subject to large seasonality, none of these strategies is particularly effective, but still pulse harvesting provides the best maximum sustainable yield.
Although the subject of difference equations and discrete models has been flourishing in the past two decades, harvesting in discrete population models is relatively morbid. Constant rate depletion on the discrete Ricker model was studied in , where it was shown numerically that populations exhibiting chaotic oscillations are not necessarily vulnerable to extinction. The effect of periodic harvesting on the discrete Ricker model and for a host-parasite model was studied in . The stochastic Beverton-Holt equation with constant and proportional harvesting was studied in . A special type of periodic impulsive harvesting in relation with seasonal environment was also studied in . In , AlSharawi and Rhouma examined the effect of harvesting and stocking on competing species governed by a Leslie/Gower model and found that careful harvesting of the dominant species in an exclusive competitive environment can sometimes lead to the survival of the weaker species. More recently, the authors have also studied the Beverton-Holt equation under periodic and conditional harvesting and have found that in a constant capacity environment, constant rate harvesting is the optimal strategy .
This paper is a continuation of  and it is a modest contribution toward a full understanding of harvesting strategies on discrete population models. We compare the effect of different harvesting strategies in different environments. In particular, we consider and compare the effect of periodic and constant harvesting in both constant and periodic environments in a population governed by the Beverton-Holt model
where is the population inherent growth rate and is the population carrying capacity at time In our analysis, we focus on the maximum sustainable yield commonly known as the MSY . Despite its disregard to cost, the MSY remains the main criteria for managing populations and avoiding over exploitation.
The paper is structured as follows: in Sections 2 and 3, we discuss the existence of periodic solutions and the basin of attraction of the stable periodic solution. In Section 4, we address different aspects of constant yield harvesting in periodic environment, then we focus on periodic harvesting in periodic environments and its effect on population's resonance/attenuance. We make a comparison with other harvesting strategies and give a full discussion when Finally, we close the paper with a brief conclusion and a few questions that are worth further investigation.
In this section, we give a preliminary result that is necessary in our consequent analysis. Assume we have constant harvesting on (1.1) with periodically fluctuating carrying capacities, that is,
where is the constant intensity of harvesting. Since when is a necessary condition for a population to persist, we always assume Next, define the maps and for all The orbits of (2.1) take the form
For each define the matrix
and consider the operators where . A simple induction argument shows that orbit (2.2) takes the matrix form
where and For more details about this approach, we refer the reader to .
If then there exist two -cycles; one of them is stable and the other is unstable.
If then exactly one semistable -cycle exists.
If then there are no periodic solutions and consequently, no population persists.
are the two -cycles of (2.1). Furthermore, since is strictly increasing, then the positive equilibrium is unstable and is stable. When at we obtain semistability (stability from above only). Because the maps , are continuous, then the cycles of (2.1) inherit the stability of and under the monotonic map Finally, when has no fixed points, then we have a monotonically increasing function below and obviously, orbits go negative in finite time.
Proposition 2.1 shows that a constraint on is necessary to assure the long-term survival of a population governed by (2.1). The harvesting level reaches its maximum when the -cycle becomes semistable. Thus, we proceed with the assumption that and is the smallest positive solution of the equation
3. Harvesting Levels and the Basin of Attraction
It is well known [21, 22] that for system (2.1) has a globally asymptotically stable -cycle, that is, the basin of attraction of the -cycle is In this section, we consider (2.1) with and investigate the basin of attraction of the stable/semistable -cycle. But first, we give a few necessary definitions. A solution of (2.1) is called persistent if the corresponding initial population survives indefinitely. Here, it is worth emphasizing that although one can start iterating (2.1) at any time time reference is crucial in our analysis, and an initial population is meant all the time. A set is persistent if each solution of (2.1) with is persistent. We refer those who are interested in reading more about persistence and its significance to [23, 24]. At a harvesting level let be the largest persistent set, which we simply call the persistent set. Obviously, when and is empty when Thus, a persistent set must contain the basin of attraction of the stable -cycle assured by Proposition 2.1.
Let and let be the unstable -cycle. Then
Since then the map defined in (2.2) has two fixed points, say and where Now, the other elements of the unstable cycle are given by Let From the monotonicity of the maps we obtain for all Thus Now, if then and the monotonicity of implies For sufficiently large which completes the proof.
Since for each then each map has two fixed points Now, trace the iterates of (2.1) for a given initial condition to obtain the result.
If we have complete control over the carrying capacities in the -periodic sequence then Theorem 4.2 shows that we can achieve a maximum harvesting level by taking a constant carrying capacity, that is, However, assume we do not have this absolute power, but we have a flexible control over the periodic permutation of the carrying capacities . In other words, we are considering a difference equation of the form
where is a permutation of and for all positive integers Under these circumstances, we give the next result.
Fix a set of carrying capacities All equations of the form (3.2) with permutations in the dihedral group of order give the same maximum constant harvesting level.
which completes the desired proof.
Next, we give the polynomials tr( ) for , whose lowest positive root gives the maximal constant harvesting level in a periodic environment, then we give an illustrative example.
Consider the case , and Then the value of and the semistable -cycle is with the interval as the basin of attraction. Changing the order of the carrying capacities to , does not change the value of , but it does in return extend the basin of attraction to In fact, for constant harvesting in periodic environment with , the order of carrying capacities does not affect but will enlarge the basin of attraction.
For the order of does not change This is a little striking since in the absence of harvesting, the order of does change the average population. In fact, if , , and and in the absence of harvesting, the average population is which is more than the average population of obtained if the carrying capacities were presented in the order , , and . The difference between the two populations is actually as high as if .
- (iii)For there are 24 permutations of but the value of can only take three possible values. For each of these values, there corresponds a value of For instance, if(3.15)
then and their cyclic permutations give and their cyclic permutations give and and their cyclic permutations give Notice that the difference between the two extremes is about
The next result shows which permutation would maximize the harvesting level for some values of
For or a permutation of the carrying capacities does not change the maximum harvesting level.
For we can achieve three different levels of maximum harvesting through permutations of the carrying capacities. In particular, or and their cyclic permutations give the largest, and or and their cyclic permutations give the smallest.
For we can achieve twelve different levels of maximum harvesting through permutations of the carrying capacities. In particular, or and their cyclic permutations give the largest, and or and their cyclic permutations give the smallest.
Now, implies that , implies that and implies that The proof of (iii) is computational and too long; however, it follows along the same lines as the proof of (ii), and thus, we omit it.
4. Periodic Harvesting in a Periodic Environment
In this section, we consider
Observe that if for all then we have the constant yield harvesting. Thus we discuss the constant yield harvesting first followed by the more general periodic case, then we discuss resonance and attenuance. Finally, for the sake of concreteness, we focus on the specific case
4.1. Constant Yield Harvesting in a Periodic Environment
We force in (4.1) to obtain (2.1). Observe that is asymptotic to So, it is obvious that , where is a threshold level of harvesting that needs to be investigated. The next result gives an upper bound on the maximal harvesting level .
The set on the right-hand side of the inequality is the stable cycle at zero harvesting level.
By now, it is well known that periodic environment does not enhance populations governed by the Beverton-Holt model with constant growth rate and periodic capacity [21, 22, 25, 26]. This suggests that periodic environment has a negative impact on the maximum harvesting level. Indeed, we have the following result.
Consider (2.1); then the maximum harvesting level in a periodic environment is less than the maximum harvesting level in a constant environment with
The right-hand side of the inequality is the maximum harvesting level at the constant carrying capacity which completes the proof.
4.2. The General Case
By considering the matrix of (2.3) to be
Proposition 2.1 continues to hold with the exception that cycles period may not be minimal, that is, the cycle's period could be a divisor of This is due to the freedom in the two parameters and For instance, consider and
In this case, is an equilibrium point and is a 4-cycle. Furthermore, is the persistent set. For more details about the structure of periodic solutions in periodic discrete systems, we refer the reader to [27, 28].
In a constant capacity environment with , the maximum constant harvesting is . The following theorem indicates that periodic harvesting in a periodic environment gives an average harvest rate less than .
If (4.1) has no periodic solution, then no population persists. So, let be a periodic solution of period (not necessarily minimal). Now, use the same argument as in the proof of Theorem 4.2 to obtain the result.
Despite the inferiority of as shown in Theorem 4.3, one cannot underestimate the flexibility of periodic harvesting in terms of harvesting efforts and the effect on populations. Let for all and take
then is an equilibrium of (4.1). Furthermore, when is unstable, that is,
then is the persistent set, which gives us the advantage of controlling the persistent set for the benefit of low-level populations.
Theorems 4.2 and 4.3 along with the results of  prove that in order to maximize harvesting, when given a choice of environment and type of harvesting, constant harvesting in constant environment is superior. Suppose we are given a choice between two options: (1) periodically harvesting in a constant capacity environment and (2) constantly harvesting in a periodic environment. The next theorem asserts that option (1) can be better if done carefully.
Let be the maximum harvesting level that can be achieved with periodic carrying capacity We can find harvesting quotas in a constant environment with such that
Take the maximum harvesting level in a constant environment with then by Theorem 4.2. Now take for sufficiently small to achieve the required task.
4.3. Resonance and Attenuance
exhibit attenuance, that is, the average of the stable cycle is less than the stable equilibrium in the deterministic Beverton-Holt model with carrying capacity equaling the average of the carrying capacities in (4.11). AlSharawi and Rhouma  also found that periodic harvesting in a deterministic environment
forces populations governed by the Beverton-Holt model to attenuate. This discussion motivates us to discuss whether populations governed by (4.1) exhibit attenuance too. Indeed, our next theorem shows that the Cushing-Henson Conjecture [21, 22, 25, 26, 29] is valid for (4.1).
Populations governed by (4.1) exhibit attenuance.
To simplify the proof, let us give some simple facts. For constant harvesting in a constant environment with simple computations show that the stable (or semistable) equilibrium of
exists when and satisfies the inequality
The next lemma  is a simple generalization of Jensen's inequality.
Now, we are ready to prove Theorem 4.5.
Proof of Theorem 4.5..
Now, use Inequality (4.14) and the fact that is decreasing on the interval to obtain
4.4. The Case
Let us focus on (4.1) with
- (i)If then and give the maximum harvesting average. Moreover, the -cycle is(4.23)
- (ii)If then(4.24)give the maximum harvesting average. Moreover, the -cycle is(4.25)
- (iii)If then and give the maximum harvesting average. Moreover, the -cycle is(4.26)
Furthermore, the persistent set in each case is
To prove (ii), use Lagrange multipliers to maximize the average of and subject to the constraint then use the known values of and to find the -cycle. The values of and in (i) follow from (ii) and the extra constraints on and as given in Lemma 4.7, then use the known values of and to find the -cycle. (iii) follows from (i) by swapping the order of and
Next, we make comparison between the harvesting strategies.
Consider and assume the initial population is sufficiently large. Periodic harvesting in a periodic environment gives larger harvesting average compared to constant harvesting in a periodic environment.
then does not change sign for all Furthermore, fixed values of show that If then and if and only if Assuming we obtain
Now, let us present a detailed comparison in the following illustrative examples.
- (i)Consider periodic harvesting in a periodic environment with , and Then
the average harvesting is ;
the -cycle is which has an average of ;
the persistent set is
- (ii)Consider constant harvesting in a periodic environment with Then
The average harvesting is ;
- (b)The -cycle is(4.35)
which has an average of ;
The persistent set is
5. Conclusion and Discussion
Constant harvesting in a constant environment is "better" than constant harvesting in a periodic environment (Theorem 4.2 ).
Constant harvesting in a constant environment is "better" than periodic harvesting in a periodic environment (Theorem 4.3 ). However, at least in the case and for some range of the parameters, careful periodic harvesting can lead to the same yield as the optimal constant harvesting.
Periodic harvesting in a periodic environment is "better" than constant harvesting in a periodic environment.
Finally, this study left us with few questions that deserve further investigations.
Fix a set of carrying capacities and consider all permutations of in (3.2). According to the Theorem 3.3, we obtain values for and Theorem 3.5 characterizes those values for , and Complete the characterization for general
Consider (4.1) and let be a set of harvesting quotas that give a nonempty persistent set. Which permutation of would enlarge the persistent set?
Generalize the results of this study to the case where the inheritance growth rate is nonconstant.
The authors would like to thank the anonymous referee for his/her valuable suggestions. This work is supported by SQU internal Grant DVC/PSR/2009/36.
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